Monarch Bay’s Sales and Trading team serves all sophisticated investors seeking efficient order execution with maximum discretion and minimal market disruption. We cater to all types of investors including institutions, hedge funds, and individuals worldwide. Our experienced professionals have in-depth knowledge of the companies and securities we trade and make markets, allowing us to efficiently execute and capitalize upon unique ideas and strategies.

As a registered securities broker-dealer we are member of the Financial Industry Regulatory Authority (FINRA) and the Securities Investor Protection Corporation (SIPC). Monarch Bay is a full service firm authorized to conduct business such as corporate equities, U.S. government securities, market making, and mutual funds. We offer full-service market making capabilities in U.S. and Canadian markets in order to help our institutional clients achieve liquidity. As an introducing broker/dealer, our clearing services are provided by Legent Clearing. We use state-of-the-art tools and trading platforms which enable our team to execute orders with the deftness and acuity that only can be achieved through decades of experience as sophisticated market professionals. We facilitate Rule 144 execution, and facilitate Rule 15c211 Filings.